Independent DIB implementation resource — not affiliated with or endorsed by the U.S. Department of WarView the official DoW campaign ↗
03.03.04OFFICIAL TITLEPENDING NIST SME REVIEW

03.03.04Response to Audit Logging Process Failures

03.03 Audit and Accountability · NIST SP 800-171 Rev. 3

Independent summary of the official requirement

Requires alerting organization-defined personnel or roles, within an organization-defined time period, when an audit logging process fails, and taking additional organization-defined actions in response.

Rev. 3 requirement text is multi-part and parameterized with organization-defined values, so this site summarizes rather than reproduces it. The summary is independent — read the official publication for the binding wording.

NIST SP 800-171 Rev. 3 — Protecting CUI in Nonfederal SystemsNIST SP 800-171A Rev. 3 — Assessing Security Requirements for CUI
Independent interpretation

What this requirement is after

Attackers turn logging off; disks fill; agents crash silently. When the audit trail stops being written, someone has to find out fast — this requirement makes the organization name who is alerted, how quickly, and what else happens next.

Across revisions

Carried from 3.3.4 with organization-defined parameters added: who is alerted, within what period, and what additional actions follow.

Mapped practices

Brilliant at the Basics practices that support this requirement

Doing the work

Implementation considerations and evidence

Implementation considerationsIndependent guidance — tailor to your environment
  • Alert on absence, not just on errors: a heartbeat check that notices a source going quiet catches more failures than waiting for a platform to report its own death.
  • Decide the additional actions before the failure — buffer locally, halt, or accept the gap; escalation paths — because these are choices to make calmly, not mid-incident.
  • In a small estate this can be one alert rule in the log platform plus a named recipient; the requirement is about the decision and the wiring, not a product purchase.
What operating evidence looks likeRecords worth retaining, not a submission checklist
  • The alerting configuration with its recipients and time expectations
  • A test or real alert showing the path operated within the defined period
Artifacts

Templates and worksheets with a mapped relationship

No artifact in the library names this requirement yet. The library index groups everything by category and practice.

The other revision

Where this came from in Rev. 2

Provenance

Sources and review status

Primary sourcesNIST SP 800-171 Rev. 3 — Protecting CUI in Nonfederal Systems · NIST SP 800-171A Rev. 3 — Assessing Security Requirements for CUI
Review statusPending NIST SME review
Content version1.0
Updated